COMPASS

COMPLIANCE

Honesty and integrity are at the heart of what we do. Our transparent approach adheres closely to any regulatory guidelines or laws so that we handle your needs with your best interests in mind.

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A FIDUCIARY AND EWM

Econ Wealth is a fiduciary!  What does this mean?  What does this mean to you?   Simple - One answer to two questions – We at Econ Wealth, as a fiduciary, are required to always put our clients’ interests

ahead of our own, with a sense of good faith and trust.  We are legally and ethically bound to put your best interests first.

 

We here at Econ Wealth Management strive to be actively involved in working for your best interest.  With our investment philosophy and our unique portfolio management we believe our process is second to none when it comes to investing in our client's best interest.   

OUR FIDUCIARY DUTY:

YOUR BEST INTERESTCOMES FIRST

We believe in placing your best interests ahead of anything else. Therefore, Econ Wealth Management is proud to commit to the following fiduciary principles sourced directly from the website of the CFP Board www.letsmakeaplan.org

Helpful information and links:

To understand the different types of investment firms, please refer to our Form CRS (Customer Relationship Summary) here

To understand more about Econ Wealth Management, please refer to our Form ADV here

To understand more about CFP Fiduciaries, please refer to the CFP Board Code of Ethics and Standard of conduct here

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THE DUTY OF

LOYALTY

  • Your interests are placed above ours

  • We avoid conflicts of interest or fully disclose material conflicts of interest to you

  • When there is a conflict, we commit to act in your best interest

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THE DUTY OF

CARE

  • We act with the care, skill, prudence and diligence of a prudent professional

  • We consider your goals, risk tolerance, and objectives

  • We care about your financial and personal circumstances

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THE DUTY TO

FOLLOW CLIENT

INSTRUCTIONS

  • We comply with all objectives, policies, restrictions and other terms

  • We agree to these terms under our engagement

  • We follow all reasonable and lawful directions of you, the client

Operating our firm based on the principles of a CFP Professional, we have to adhere by the duty to act as fiduciary, and therefore act in the best interests of our clients. The CFP Board requires all professionals to meet their high standards of ethics which includes integrity, diligence, competence and honesty.
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A CFP® Professional must:
1. Act with honesty, integrity, competence, and diligence.
2. Act in the client’s best interests.
3. Exercise due care.
4. Avoid or disclose and manage conflicts of interest.
5. Maintain the confidentiality and protect the privacy of
client information.
6. Act in a manner that reflects positively on the financial planning profession and CFP® certification.